Manager, Risk & Prevention

JOB SUMMARY

• Identify, assess, and mitigate potential risks within the Operations Division.
• Implement risk management strategies and preventive measures to ensure the compliance of internal policies and requirements
• Collaborate with various departments to establish and maintain effective risk management protocols.
• Provide training and guidance to enhance risk awareness across Operations Division.

What you will be doing:

• Collaborate with Departmental Compliance Officers and key stakeholders to establish risk management protocols and ensure their effective implementation.
• Coordinate replies to findings of audit / compliance / regulators.
• Follow up implementation of recommendations of audit / compliance / regulators.
• Monitor operational compliance by reviewing regulations, internal policy and procedures pertinent to the department's activities and operations.
• Maintain accurate records and documentation related to risk assessments, incidents, and preventive measures.
• Stay updated on industry trends, regulations, and best practices related to risk management and prevention.
• Promote the risk management culture by training and coaching.
• Responsible the ad-hoc task assigned by line manager.

What we are looking for:

• University degree in Banking, Finance or Risk disciplines is preferred
• ECF AML/CFT qualification OR AAMLP / CAMLP certification or quality management related qualification (e.g. ISO) is preferred
• At least 5 years' relevant experience in compliance and/or audit in banking services or finance industry
• Familiar with banking regulations, processes / products knowledge, and procedure monitoring/controls
• Proficiency in MS Word, Excel, PowerPoint
• Excellent interpersonal, analytical and presentation skills
• Ability to analyze and consolidate different ideas and opinions
• Proficiency in both written and spoken English, Chinese