Advise senior management to ensure the Bank Group's due compliance with internal policies and applicable laws, regulations sand guidelines, listing rules as well as corporate governance
Liaise with relevant regulatory authorities and external parties to facilitate the effective communication
Ensure the risk issue is mitigated through the quality control and risk analysis
Handle ad hoc assignments relating to compliance issues
Degree holder or above in Law, Accounting, Business administration or equivalent qualifications at HKQF level 5
Minimum 10 years' solid experience in the field of banking compliance
Sound knowledge in the relevant banking laws, the HKMA & SFC rules & regulations etc.
Good command of both written and spoken English, Mandarin and Cantonese