Temporary Compliance Assistant or Assistant Officer (4 months’ contract)

Responsibilities:

• Conducts compliance monitoring programs;
• Assists to handle enquiries from regulators and external parties;
• Develops training materials and coordinates compliance / AML trainings;
• Reviews advertisement, marketing materials and webpage for adherence to regulatory requirements;
• Handles ad hoc tasks as assigned.

Requirements:

• Bachelor's Degree in Legal, Finance, Accounting or related disciplined with 1 year relevant experience gained in Brokerage firm, banking and finance industry will be an adventage;
• knowledge of the SFO and other relevant codes and regulations as well as rules and regulations of IA and MPFA will be an adventage;
• Have strong sense of responsibility, detail-minded and able to work independently;
• Good communication skills for collaborative work with inter-departmental and external parties;
• Good command of written and spoken English and Chinese;
• Proficiency in MS Office application;
• Fresh graduates are welcome.