Assistant Manager to Manager, Risk Control & Support, Private Banking Department

Industrial and Commercial Bank of China (Asia) Limited

Job Responsibilities

  • Perform regular review on banking, investment and insurance transactions to ensure the transactions conducted by PBD OIC to comply with regulatory requirement and internal procedure
  • Prepare monthly reports for any deviation is noted in the regular review
  • Perform quarterly review on Life Insurance Policy Replacement and Frequent Transaction to identify and abnormal application
  • Perform quarterly review on Customer Risk Profile to ensure the transactions conducted by PBD OIC to comply with regulatory requirement and internal procedure
  • Assist to review the investment and insurance selling process to ensure this is complied with regulatory requirements 
  • Assist to provide support for Internal Audit and Compliance review preparation
  • Assist to review related document for new account opening / Periodic review / Trigger event

Job Requirements

  • University degree with major in Finance, Economic, Business Administration or relevant disciplines
  • Minimum 2 years of related experiences in banking industry, preferable from private banking
  • Familiar with the latest regulatory requirement and industry standards on selling investment and insurance products 
  • Self-motivated, with strong communication and interpersonal skills
  • Good written and spoken English and Chinese, including Putonghua
  • Candidate with less experience would be considered as Senior Officer grade
更多工作資料
薪酬 薪金面議
工種
  • 銀行 · 金融服務 - 投資服務
僱用形式
  • 全職
教育程度
  • 學士
工作簽證 只接受有工作簽證之人士

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