Senior Officer/Officer, Client Due Diligence and Operation

Responsibilities:

• Perform KYC, Client Due Diligence and data input for clients onboarding, including Corporate and Institutional
• Lead AML periodic review including high risk client annual review and biennial review
• Review and update Client Due Diligence policy
• Open counterparty accounts and handle subsequent KYC review requests
• Streamline the workflow and raise system enhancement requirement
• Work closely with salesperson, Compliance, Internal Audit and other operation departments for client onboarding, periodic review and ad hoc assignment

Requirements:

• At least 5 years of relevant experience in Corporate and Institutional client onboarding and/or periodic review from banks or financial institutions
• Familiar with KYC and AML knowledge, including the function of World Check One
• Fluent in English, Cantonese and Mandarin
• Mature, self-motivated & well-organized
• Excellent interpersonal & communication skills
• Candidate with less experience will be considered as Officer