刊登於 5日前
Compliance Manager (General Compliance and Complaint Handling) [Ref no: CMGCCH-KF]
Nanyang Commercial Bank
Job Responsibilities:
- Provide regulatory advice and guidance on rules and regulations in respect of general compliance;
- Handle complaint cases with compliance issues, including liaising with regulators, ensuring the investigation is conducted appropriately, and providing comments on the replies to the complainants;
- Collaborate with other business units to review compliance issues in order to address and meet regulatory or business changes;
- Develop, review and enforce the compliance programmes in accordance with the policies and guidelines of the bank and regulatory bodies;
- Provide internal compliance trainings;
- Review policies and procedures;
- Liaise with regulators, including HKMA, SFC and IA, etc, handle regulators’ enquiries and information request.
- Bachelor’s degree or above in Business Administration, Finance, Laws or related disciplines;
- At least 6 years of banking experience in compliance or risk management;
- Exposure in China financial institutions or with relevant compliance experience is highly preferable
- Substantial knowledge in regulatory requirements relating to banking industry
- Analytical, proactive, strong organization skills and good team player
- ECF – COM is preferred;
- Proficiency in both written and spoken English, Chinese and Putonghua.
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