DM to Manager, Corporate & Institutional Banking Compliance (FCC)

Job Description:

• Serve as the primary interface between Financial Crime Compliance and the corporate/ institutional banking business units on all financial crime related topics.
• Review the customer risk assessment forms submitted by the business units.
• Assist in the establishment of the Bank’s FCC compliance procedures relevant to the corporate/ institutional banking business units, covering any new laws or change of laws and regulations affecting the businesses.
• Supporting business units’ implementation and delivery of the Bank’s various FCC compliance requirements.
• Ensure the business activities are compliant with the Bank’s relevant regulatory FCC compliance policies standards.

Job Requirement:

• Minimum of 6 years of professional working experience in financial services.
• Experience advising or working in an in-house compliance function with a focus on delivering a robust FCC program within the Business units especially for corporate banking business/ correspondent banking and/or institution banking businesses preferred.
• Knowledge of regulatory requirements in relation to corporate banking business in Hong Kong and China.
• Experience in developing and implementing a consistent FCC framework across the business.
• Qualifications in law, accounting, commerce/business or related disciplines; recognised professional qualifications incl. CAMS/AAMLP or equivalent qualifications preferred.
• Good interpersonal and communication skills.
• Fluent written and spoken Cantonese, Mandarin and English language skills preferred.