Business Compliance Manager - Corporate Business Compliance Division

Job No.: 499225
Employment Type: Full time
Departments: Corporate Credit Management Centre
Job Functions: Customer Services, Relationship Management

Responsibilities:

• Carries out duties in accordance with policies and various internal rules and regulations of the Bank
• Provide advisory services to business units in the interpretation and implementation of compliance requirement
• Collects rules and regulations of local, mainland and overseas regulatory authorities or legislation departments related to financial institution businesses; reviews existing policies and guidelines of the Bank / Department and takes follow-up actions when appropriate
• Reviewing the in-house compliance policies and work procedures with reference to the statutory requirements of different regulatory authorities
• Coordinate audit and regulatory examinations
• Finishes assigned work tasks, enhances the communication among superiors and subordinates and timely reports work progress to superiors

Requirements:

• Degree or above with major in Finance, Accounting, Business Administration, Law or related disciplines
• 5 years’ relevant experiences is preferred
• Good knowledge of the general banking operations and its legal and regulatory context
• Self-initiated, analytical-minded and able to handle multi-tasks under tight schedule
• Good communication and presentation skills with excellent command of Chinese and English (both spoken and written)
• Proficient in computer applications (MS Word, Excel, PowerPoint, etc)