Assistant Vice President / Senior Compliance Manager, Compliance Review

Responsibilities:

• Conduct risk-based compliance reviews to ensure adherence to regulatory / internal / Head Office requirements
• Identify and evaluate regulatory compliance risk and control issues and prepare compliance review reports to highlight exceptions and provide recommendations for improvement
• Follow up on the remediation work for identified issues
• Assist Department Head to formulate and update compliance review related policies, programs and control procedures
• Handle ad-hoc tasks as assigned

Requirements:

• Degree holder or above in Accounting, Business, Law or related disciplines
• At least 8 years' experience in compliance, control or internal audit, preferably in banking, Big 4 or regulatory bodies
• Sound knowledge in banking products and services, market practice and regulatory requirements
• Good analytical, interpersonal and communication skills to work with internal parties
• Proficiency in both spoken and written English and Chinese, fluency in Mandarin is a plus
• Candidates with less experience will be considered as Senior Compliance Manager

Please send your application with full resume indicating current and expected salary, and quoting the above reference no.

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