Officer Trainee / Compliance & Risk Management (Wholesale Banking)

About the Role

To manage and coordinate the risk control measures under the scope of compliance, credit, and operational risk management; and work with different risk departments and Legal & Compliance Department on formulating and implementing risk monitoring and self-assessment measures for wholesale banking sectors.

Responsibilities:

• To perform routine monitoring and reporting of credit, operational, legal and compliance risk related situations;

• To communicate and negotiate with the different departments regarding the issues encountered in daily operation and provide comment from risk perspective;

• To implement self-assessment exercises on the implementation of various risk control and monitoring measures, and evaluate the execution of the measures in wholesale banking departments;

• To organize and provide training on risk related topics for frontline staff of wholesale banking departments;

• To coordinate wholesale frontline departments on revising and updating various guidelines and procedural manuals in relation to risk prevention and control measures.

Requirements:

1. Hold bachelor’s degree or higher in relevant field such as Finance, Economics, or Business Administration;

2. Less than three years of work experience

3. Be familiar with wholesale banking products, and have experience in related fields;

4. Possess sound knowledge in compliance, credit and operational risk management;

5. Be proficient in writing and communicating in English and Chinese, with good communication and management skills;

6. Be able to work independently and under pressure;