Assistant Manager/Manager, Compliance team, CMB Wing Lung (Trustee) Limited

Responsibilities:

• Perform oversight of trustee and delegated services generally, including performing reviews and reporting in relation to the trust business in accordance with applicable laws and regulations

• Ensure business units are comply with regulatory, Bank’s and compliance requirements when developing trust business; provide timely advisory to business units

• Formulate, review and implement internal policies and procedures

• Monitor and review policies, procedures, forms, documents etc designed by business unit

• Communicate between business units and departments on trust business

• Communicate and coordinate compliance issues with Legal & Compliance Department

• Coordinate internal compliance issues, e.g. product management, tax compliance etc

• Communicate with external parties on compliance issues

• Provide appropriate compliance training to business units

• Other ad-hoc duties as assigned

Requirements:

• Bachelor Degree holder or above

• Minimum 3 years of legal & compliance experience in trustee or private banking

• Possess a good understanding of the legal, regulatory, compliance and risk requirements associated with a trustee and fiduciary responsibility

• Solid trustee and fiduciary compliance experience with strong sense of internal control frameworks

• Strong communication, interpersonal, organizational, and time management skills

• Fluency in English, Cantonese & Putonghua with excellent written skills in Chinese and English