AVP, Quality Assurance (Wealth Sales) – Branch Management Department

Responsibilities:

• Perform branch examination on Investment and Insurance transaction is compliance with regulatory and internal guidelines
• Recommend process improvement initiatives to enhance efficiency and effectiveness of I&I operations and mitigate operational risk
• Prepare branch examination report for management review
• Collaborate with risk control teams to manage gap analysis and I&I operation procedures
• Perform staff training in relation to I&I operations, regulatory and compliance requirements
• Complete ad-hoc assignments as assigned

Requirements:

• University graduate in Banking & Finance, Business Administration or related discipline
• Minimum 8 years’ banking experience in wealth sales operations, compliance and controls
• Conversant with the banking rules and regulatory requirements
• Sound knowledge of branch operation and risk in retail banking
• Strong analytical and interpersonal skills
• Good command of both spoken and written English and Chinese
• Proficiency in MS Office Applications and Chinese Word Processing