(Senior) Business Compliance Manager (Corporate Business Compliance Division)

Job No.: 499804
Employment Type: Full time
Departments: Corporate Credit Management Centre
Job Functions: Corporate Services, Legal, Project Management, Policy Administration

Responsibilities:

• Carries out duties in accordance with policies and various internal rules and regulations of the Bank.
• Provide advisory services to business units in the interpretation and implementation of compliance requirement.
• Collects rules and regulations of local, mainland and overseas regulatory authorities or legislation departments related to financial institution businesses; reviews existing policies and guidelines of the Bank / Department and takes follow-up actions when appropriate;
• Reviewing the in-house compliance policies and work procedures with reference to the statutory requirements of different regulatory authorities.
• Coordinate audit and regulatory examinations.
• Finishes assigned work tasks, enhances the communication among superiors and subordinates and timely reports work progress to superiors.

Requirements:

• Degree or above with major in Finance, Accounting, Business Administration, Law or related disciplines.
• At least 5 years’ relevant experiences.
• Good knowledge of the general banking operations and its legal and regulatory context.
• Self-initiated, analytical-minded and able to handle multi-tasks under tight schedule.
• Good communication and presentation skills with excellent command of Chinese and English (both spoken and written).
• Proficient in computer applications (MS Word, Excel, PowerPoint, etc).

If you are applying for in-scope position(s) under the Mandatory Reference Checking Scheme (i.e., A role carrying out regulated activities licensed by the IA, SFC & MPFA), you are required to undergo the Mandatory Reference Checking. Our responsible recruiter will inform you the details of the MRC process and the requirements in due course. For details, please click here.