Compliance Manager role, GBA Corporate Banking

Job Responsibilities

• Promote and monitor the effective implementation of external regulatory rules and the Bank's internal policies and procedures.
• Conduct CDD and AML risk assessment approvals. Conduct self-checking for the departments’ CDD and AML processes.
• Carry out compliance risk monitoring of various products, businesses and management activities.
• Perform gap analysis to fulfill regulatory requirements, formulate and improve the department’s operation manual and CDD procedures.
• Cooperate with regulatory authorities and the bank to carry out internal and external inspections.
• Organize and provide training and guidance on CDD and AML risk assessments to the Department.
• Identify and determine the compliance risk points and compliance risk data indicators of the department. Perform key risk assessment of the department.

Job Requirements

• University graduate
• A minimum of 5 years of corporate banking or legal and compliance department experience
• Familiar with CDD and AML risk assessment procedures of corporate customers
• Familiar with regulatory requirements including but not limited to the HKMA, SFC and PRC related guidelines
• A good command of written and spoken English, Cantonese and Mandarin
• Familiar with Ms Powerpoint, Excel and Word