Manager, Securities Services Operations(12 months contract)

RESPONSIBILITIES

Processes

• Perform daily settlement activities in Hong Kong market and Stock Connect.
• Liaise with internal or external counterparty relating to settlement.
• Handle daily stock and cash reconciliation and ensure discrepancy is rectified in a timely manner.
• Ensure the CCASS trade settlement are completed timely and correctly update in the system.
• Manage the settlement team to ensure is adherence to the bank policy.
• Regular review and update the DOI where required.
• Liaise with offshore Operations Hub in daily settlement.
• Handle ad hoc projects.
• Coordination with relevant stakeholders on project.
• Liaise with Project Team or user if there is any issue.
• Perform end to end test on system enhancement or change.

Regulatory & Business Conduct

• Display exemplary conduct and live by the Group’s Values and Code of Conduct. 
• Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct.
• Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters.

Key Stakeholders

Internal

• Client Service Team, Operations team
• Head, FMO
• Product Managers and Relationship Managers
• Other functional officers, Group Internal Audit
• Other departments and divisions (Cash Management, Treasury, Account Services, Credit Risk Control)

External

• Market Participants (Depositories, Exchanges, Broker-Dealers, Custodians, Registrars)

Our Ideal Candidate

• Education     Degree or above
• Languages     English and Chinese

Role Specific Technical Competencies

• Communications 
• Microsoft Office
• CCASS Terminal
• eCMT Terminal