WPB CDD Assistant Manager

WPB Non-Financial Risk

We are currently seeking a high caliber professional to join our team as WPB CDD Assistant Manager to support the Customer Due Diligence (CDD) function.

Principal responsibilities

• Support HASE WPB localized CDD workflows for mitigating HASE WPB customer financial crime risks per LoBPs requirements and/or local management mandates in relations to the evolvement of global/ local financial crime typologies and business risk appetites, including perform ad-hoc and/or regular data extraction, reviews/ remediation on customers that are Subject of Interests
• Support HASE WPB CDD Business-As-Usual (BAU) activities as CDD System’s local Subject Matter Expert (SME) with respect to change deployment and BAU incidents/ issues identification, resolution and remediation
• Collaborate with HASE internal stakeholders (e.g. WPB Business Units, Financial Crime Compliance, onshore and offshore HASE WPB Know-Your-Customer (KYC) operations) servicing the HASE WPB CDD functions, including quality calibration and monitoring, operational performance issue resolution and respective management information reporting

Requirements

• University Graduate in Business, Finance, Accounting and Technology disciplines
• At least 3 years of experience in financial services industry preferably in the capacity of regulatory, compliance and operational risk related areas
• Functional domain knowledge on AML policies and CDD within the Wealth & Personal Banking environment
• Proficient in written and verbal English. And able to formulate and articulate solutions to ambiguous and complex issues
• Skills on data analysis and analytics (e.g., SQL, MS Macro script competence) would be an advantage
• Great sense of ownership and servicing mindset to ensure efficient and effective deliverables