Assistant Manager, Equity Sales & Dealing

JOB SUMMARY

To carry out equity sales and dealing responsibilities, and to drive penetration into WBG’s customer base.  Also responsible for new brokerage customers acquisition and client relationship management.

Job Descriptions:

• Develop and maintain relationship with clients
• Collaboration with internal business units
• Handle dealing orders for global securities and futures markets
• Organize weekly market update meetings
• Prepare and distribute market research report eDM
• Trading system begin-of day operations
• Facilitate daily dealing administration and perform account opening duties
• Provide customer service and handle queries
• Monitor portfolio of client accounts and ensure all executions and practices are in compliance with regulatory and internal risk control policies
• Perform end-of-day processing and related tasks
• Other ad-hoc duties assigned by the supervisor and management

REQUIREMENTS

• University graduate in business or related discipline
• Holder of SFC Type 1 and Type 2 licenses
• Minimum 2 years of relevant dealing/trading experience
• Proficiency in applications such as Bloomberg, MS Excel, Word and Powerpoint
• Good command in spoken and written English and Chinese (fluency in Putonghua)