Director, Markets Business & Client Solutions GCNA Business Risk Manager (Hong Kong, China)

Standard Chartered Bank

 

Job Summary

 

 

 

The role is responsible for the identification, assessment, and mitigation of the local risks within the Markets business. The role requires collaboration with 2nd and 3rd line and BRMs within Markets and CIB to ensure compliance with regulations and to implement effective risk management strategies.

About our Financial Markets Operations Team

Our Financial Market Operations team partners with our sales and product colleagues to play a crucial role in ensuring the seamless execution and settlement of complex financial transactions. By removing inefficiencies and complexity, we’re responsible for delivering a positive client experience and leading transformational change. It’s challenging, strategically important work, and you’ll continuously innovate to ensure we stay at the forefront of technological industry trends. Join our team to build your career at the very heart of the financial industry.

About our Technology and Operations Team

Our Technology and Operations (TandO) team is the powerhouse for the Bank. We aim to go further, faster, to ensure we're agile and ready for tomorrow, today. Our diverse network enables us to innovate and build banking solutions that support communities to prosper. We're a place where talented people are encouraged to grow, learn, and thrive, to drive their own career journeys, to reach their full potential. 
When you work with us, you’re protecting the reputation and legacy of a 170 year organisation and building on it. We’re driven by progress and continuously evolving to ensure we’re agile and ready for tomorrow, today. 

Key Responsibilities

  • Support in developing risk conduct across Markets, focus on bringing functional teams up to industry standards to ensure team meets policy
  • Oversight and ownership from a risk perspective of all open risks related to Markets and specifically Business & Client Solutions, this should include all jurisdictions where reporting is required.  There should be an emphasis on knowledge in a key markets EMIR/MiFID/DF etc
  • Work closely with the Business & Client Solutions team to ensure their risk framework efficiently matches the current risks
  • Work with operation teams, group risk and compliance if there are any incidents that need to be reported to a regulator – making sure that key stakeholders are kept informed of developments
  • Audit face off & task ownership e.g. responding to requests during fieldwork
    • Prepare for audits by ensuring any concerns are fully documented and where possible resolved prior to audit
    • Work with audit and be a focal point for them where needed

 

  • Performing risk assessments for ad-hoc events such as external event read-across
  • Primary Risk / Event Incident Response Mgmt. (flash, escalation).
    • All risk incidents are shared across all stakeholders as per policy
    • Ensure all risks are correctly logged in a timely manner into the bank’s risk monitoring system
    • M7 administration (Risk event logging)
  • RCSA Completion - Refreshes and annual submissions
  • Evaluation and escalation of risk profiles to relevant committees / forums
  • Control Oversight for GPOs
  • Oversight of service management e.g. IGAs, BCP planning, TPCP, TPRM
  • Implementation of policies and procedures into BAU (Markets specific and firm-wide)

Skills and Experience

  • 7+ Years Banking experience
  • 3+ Years Operational Risk Experience
  • Financial Markets Product Knowledge
更多工作資料
薪酬 薪金面議
工種
  • 銀行 ‧ 金融服務 - 分析師
  • 銀行 ‧ 金融服務 - 零售銀行服務
  • 銀行 ‧ 金融服務 - 風險管理
  • 銀行 ‧ 金融服務 - 一般 · 其他
工作地點
  • 中環
僱用形式
  • 全職
  • 長期
教育程度
  • 碩士
  • 學士

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