Job Responsibilities
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Perform regular review on banking, investment and insurance transactions to ensure the transactions conducted by PBD OIC to comply with regulatory requirement and internal procedure
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Prepare monthly reports for any deviation is noted in the regular review
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Perform quarterly review on Life Insurance Policy Replacement and Frequent Transaction to identify and abnormal application
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Perform quarterly review on Customer Risk Profile to ensure the transactions conducted by PBD OIC to comply with regulatory requirement and internal procedure
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Assist to review the investment and insurance selling process to ensure this is complied with regulatory requirements
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Assist to provide support for Internal Audit and Compliance review preparation
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Assist to review related document for new account opening / Periodic review / Trigger event
Job Requirements
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University degree with major in Finance, Economic, Business Administration or relevant disciplines
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Minimum 2 years of related experiences in banking industry, preferable from private banking
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Familiar with the latest regulatory requirement and industry standards on selling investment and insurance products
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Self-motivated, with strong communication and interpersonal skills
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Good written and spoken English and Chinese, including Putonghua
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Candidate with less experience would be considered as Senior Officer grade