Business Compliance Manager (Financial Institutions)

Industrial and Commercial Bank of China (Asia) Limited

Job Responsibilities

  • As part of the Business Compliance team of Financial Institutions clients coverage department 
  • The team is acting as 1.5 line of defence between the 1st line client facing department and 2nd line compliance/FCC & 3rd line internal audit functions
  • Act as first point of contact for relationship managers who need advisory on compliance/FCC matters
  • Provide regular trainings to relationship managers in order to improve their skill on compliance/FCC areas
  • Conduct sample checking on KYC reviews prepared by relationship managers to ensure they are upto the bank's requirements
  • Responsible for department internal manual update and maintenance work
  • Prepare regular reports to department management team to keep track all compliance/FCC functions requirements to avoid potential non-compliance
  • Perform compliance/FCC related ad-hoc projects

Job Requirements

  • Bachelor Degree holder in Business/Accounting/related areas 
  • At least 5 years working experience in banking / financial institutions
  • Business compliance/FCC experience is a must
  • Good knowledge of HKMA's regulatory regime on AML/CDD
  • Good communication and interpersonal skills
  • Self-motivated, independent and able to work under pressure
  • Good command of both written and spoken English and Chinese including Putonghua 
  • Good knowledge in using Excel for data management and reporting

更多工作資料
薪酬 薪金面議
工種
  • 銀行 ‧ 金融服務 - 企業銀行服務
  • 銀行 ‧ 金融服務 - 投資服務
  • 銀行 ‧ 金融服務 - 風險管理
  • 銀行 ‧ 金融服務 - 一般 · 其他
工作地點
  • 中環
僱用形式
  • 全職
教育程度
  • 學士

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