Business Compliance & Risk Control Manager (AMC-Compliance & AML related)

Bank of China (Hong Kong) Limited

Job No.: 499192
Employment Type: Full time
Departments: BOCHK Asset Management Ltd
Job Functions: Asset Management

Responsibilities:

  • Assisting the team to prepare/review the company's risk management policies, anti-money laundering policies, compliance policies, procedures and work guidelines, and prepare staff training materials
  • Assisting the team to deal with daily operations, compliance-related, operational risk and anti-money laundering monitoring reports, etc.
  • Coordinate with the introduction of new policies/projects of the Group, and work closely with relevant front-line unit
  • Work closely with relevant front-line personnel, compliance personnel, operational risk personnel and other relevant personnel in the process
  • Conduct execution of business inspection work, and review the client on-boarding due diligence documents, employees’ transaction records and licenses, etc. Monitor abnormal situations from daily operations and respond in time, early warning monitoring for risk prevention
  • Review and check portfolio trading records to ensure internal and regulatory requirements
  • Handle and response to inspections, reports and inquiries from regulators of compliance work
  • Assist in formulating Anti-Money Laundering Compliance checks and implementing related inspections, identifying weak links in control, and proposing and implementing improvement suggestions
  • Perform ad hoc tasks and projects as assigned

Requirements:

  • Degree or above with major in Finance, Risk Management, Law or related disciplines
  • At least 3 years relevant experience, preferably in asset management or banking industry
  • Good understanding and knowledge of economy, law, finance, financial management, and be familiar with economic and financial laws and regulations and policies
  • Good communication skills, good comprehensive analysis, coordination and negotiation ability
  • Good command of spoken and written English, Mandarin and Cantonese
更多工作資料
薪酬 薪金面議
工種
  • 銀行 ‧ 金融服務 - 風險管理
  • 銀行 ‧ 金融服務 - 一般 · 其他
僱用形式
  • 全職
教育程度
  • 碩士
  • 學士

類近好工

銀行文書助理 ($18000 / 朝9晚6 / 五天工作)

Epro Telecom Services Limited

Senior KYC Assistant/ KYC Assistant

UOB Kay Hian (Hong Kong) Limited

Client Services Executive

UOB Kay Hian (Hong Kong) Limited

Wealth Management Manager/ Management Trainee

Today's Plus Holding Limited

Section Head, Electronic Banking, Promotion Team

Chong Hing Bank

Vice President, Team Head (Non-Bank Financial Institutions)

Chong Hing Bank