Senior Officer to Manager, Product Compliance, CUD

Job responsibilities

• Review and comment fund administration / custody agreements, funds offering documents and clients' KYC and CDD related documents
• Coordinate with fund managers and internal teams to finalize fund documents, fund administration /custody agreements and related OM within prescribed timeframe
• Identify breaches, risks and other matters and provide advice to internal parties and/or clients on matters in fiduciary aspects for rectification/escalate report in timely manner
• Report trustee and fiduciary matters to Trustee director
• Client onboarding management and ther Compliance related issues

Job requirement

• Degree holder in Law/Business/Economics/Compliance with CPA Holder
• At least 3 years of related working experience
• Good knowledge in private fund, custodian services or SFC authorized funds
• Good understanding of SFC authorized funds regulations and Cayman funds regulations
• Experience in reviewing KYC documents preferred