*** (Deputy) Head of Compliance (Securities & Futures / Insurance) ***

(Deputy) Head of Compliance

(Securities & Futures / Insurance)

Eddid Financial is seeking a highly qualified and experienced professional to join our team as the (Deputy) Head of Compliance.

THE ROLE

This pivotal role is essential for ensuring that our compliance functions meet the rigorous standards required for our two licensed corporations and the broader Group. The successful candidate will report directly to the Chief Operating Officer (COO) and will play a critical role in shaping our compliance strategy and operations. In this position, you will be responsible for developing and supervising the compliance team, ensuring that they effectively provide and maintain the necessary compliance functions. Your leadership will be vital in fostering a culture of compliance within the organization, guiding your team to uphold the highest standards of integrity and accountability.

A significant aspect of your responsibilities will involve advising and resolving ad-hoc cases that arise from clients or compliance related issues raised by other departments. Your ability to navigate complex compliance challenges, particularly in relation to securities, futures, and insurance, will be crucial in maintaining operational efficiency and client satisfaction. Additionally, you will serve as the primary liaison with regulators, effectively communicating with them regarding their inquiries and ensuring that our organization remains compliant with all regulatory requirements.

You will also supervise various projects related to our licensed corporations, including initiatives such as HKIDR, HKEX SPAC participant applications, and SFC / HKIA licensing condition updates. It will be your responsibility to ensure that these projects comply with updated regulations while supporting the Group’s business expansion objectives. Your oversight will help us adapt to the evolving regulatory landscape and seize new opportunities for growth.

Furthermore, you will assist in resolving incidents and challenges that arise across different departments and business units. Your collaborative approach will be essential as you communicate with the SFC, HKEX, HKIA and external legal counsel to address these issues effectively.

THE REQUIREMENTS

To be considered for this position, candidates should possess a bachelor’s degree in Law, Business Administration, or other related disciplines, with an advanced degree preferred. A minimum of 12 years of experience in compliance, particularly in a leadership role, is essential. The ideal candidate will have a strong understanding of regulatory frameworks related to securities & futures as well as insurance, along with excellent analytical and problem-solving skills. Strong communication and interpersonal abilities are crucial, as you will be working closely with various stakeholders across the organization. For candidates with less years of experience will also be considered for the post of Deputy Head of Compliance.

We offer a competitive salary and a comprehensive benefits package, along with opportunities for professional growth and development. We pride ourselves on creating a dynamic and inclusive work environment where every employee can thrive. If you are a proactive compliance professional ready to make a significant impact, we sincerely invite you to join us.