Audit and Compliance Officer / Senior Audit and Compliance Officer

Job Responsibilities:

• Assist in formulating/updating policies and procedures to ensure compliance of business with relevant rules and regulations;
• Assist in drafting agreements;
• Assist in conducting compliance review and AML checking;
• Assist in providing compliance training to staff and licensed sales force;
• Assist in providing compliance advice and recommendations to the group’s various business units

Job Requirements:

• Degree holder in accounting, law or related disciplines
• At least 2 years solid experience in legal, compliance or audit. High regard will be given to applicants from international financial institutions or professional services firms
• Sound knowledge of SFO and other relevant codes and regulations
• Good Knowledge in AML is preferential
• Strong command of both written and spoken English and Chinese
• Self-motivated, independent, meticulous, analytical and responsible
• Strong organizational skills and ability to multi-task and prioritize workload

Candidates with more relevant experience will be considered for the post of Senior Audit and Compliance Officer.