Job No.: 498565
Employment Type: Full time
Departments: Group Audit
Job Functions: Accounting, Asset Management, Audit, Quality Assurance, Risk Management, Compliance, FinTech
Responsibilities:
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Lead and manage internal audit engagements in Personal Banking and Wealth Management sector from planning, risk assessment, fieldwork to reporting
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Assess compliance with relevant regulations and standards, evaluate the effectiveness of risk management and internal controls, identify areas for improvement and provide sound recommendations, validate effectiveness of remediation
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Provide business stakeholders with recommendations on how to improve efficiency or optimize business processes and practices
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Support ad-hoc projects as required
Requirements:
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Degree or above with major in Accountancy, Finance, Statistics, Risk Management or related disciplines
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Professional qualification of CPA or CIA or equivalent; CFA, FRM, CAMS, ACFE will be a plus
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4 years or above experience in audit firms (preferably with sizable audit firms) and/or financial institutions, in the role of auditing or risk & control functions. Candidates with less experience will be considered for the position of Deputy Audit Manager.
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Solid experience in Personal Banking Sector (including retail lending, credit card, wealth management, branch operations, etc.), preferably in roles with duties of auditing, compliance review, control assessment, etc.
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Familiar with relevant laws & regulations, standards and market practices; knowledge of relevant regulatory requirements and practices in Southeast Asia would be an advantage
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Good team-player with excellent project management, communication and interpersonal skills; Excellent report writing skills and self-motivated
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Proficiency in spoken and written Chinese and English, with good command of Mandarin
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Occasional travelling mainly to Southeast Asia is required