Assistant Compliance Manager / Compliance Manager, STR Investigation & Reporting

Shanghai Commercial Bank Ltd

Responsibilities:

  • Investigate and assess alerts generated for transaction monitoring and screening
  • Prepare and file Suspicious Transactions Report ("STR") or equivalent regulatory reporting to ensure they are aligned with regulatory requirements 
  • Assist in the performance of maintenance on transaction monitoring and screening systems and databases
  • Work closely with internal stakeholders and provide compliance advice on relevant AML/CFT/sanctions matters to all business and operation units 
  • Keep track on regulatory development and changes on AML/CFT/sanctions related matters and conduct gap analysis if necessary 
  • Compile management information reports for senior management's effective oversight of STR trend 
  • Perform ad hoc tasks as assigned from time to time 

Requirements:

  • Degree holder in Business Administration, Risk Management, Law or related disciplines 
  • Minimum 3 years of AML/CFT compliance experience 
  • Well versed with AMLO and relevant regulatory requirements 
  • Good report writing and presentation skills 
  • Good knowledge in banking systems and major operations such as remittance and trade finance 
  • Ability to work independently and to provide prompt recommendations 
  • Good command of PC skills and sound knowledge of application software, such as MS Excel 
  • Great sense of ownership to ensure efficient and effective communication with internal stakeholders

(Candidate with more experience will be considered as Compliance Manager)

更多工作資料
薪酬 薪金面議
工種
  • 銀行 ‧ 金融服務 - 風險管理
僱用形式
  • 全職
教育程度
  • 學士

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