AVP/ Manager, Investment & Insurance Compliance (One-Year Contract)

Shanghai Commercial Bank Ltd

Responsibilities:

  • Provide advisory services on Investment and Insurance businesses for compliance with relevant regulatory requirements
  • Provide investment & insurance compliance development updates to Senior Management and assess the impact on the business and operation units
  • Participate in new product & service development project and advise on compliance matters
  • Review staff sales script as well as marketing materials
  • Develop and review compliance policies and guidelines in relation to Investment and Insurance products
  • Deliver investment compliance training to relevant Bank's staffs
  • Liaise with external regulators and auditors on investment and insurance compliance matters
  • Handle ad hoc projects assigned from management

Requirements:

  • Degree holder in Business Administration, Risk Management, Finance, Law or related disciplines
  • Minimum 8 years of banking industry with compliance or related experience
  • Proficient with banking operations and solid knowledge of Investment & Insurance products
  • Strong knowledge of regulatory requirements such as SFO, SFC's Code of Conduct and HKMA circulars etc.
  • Responsible, detailed-mind, well-organized with good communication skills

(Candidates with less experience will be considered for the position of Manager)

更多工作資料
薪酬 薪金面議
工種
  • 銀行 ‧ 金融服務 - 投資服務
僱用形式
  • 全職
教育程度
  • 碩士
  • 學士

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