Responsibilities:
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Provide advisory services on Investment and Insurance businesses for compliance with relevant regulatory requirements
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Provide investment & insurance compliance development updates to Senior Management and assess the impact on the business and operation units
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Participate in new product & service development project and advise on compliance matters
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Review staff sales script as well as marketing materials
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Develop and review compliance policies and guidelines in relation to Investment and Insurance products
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Deliver investment compliance training to relevant Bank's staffs
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Liaise with external regulators and auditors on investment and insurance compliance matters
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Handle ad hoc projects assigned from management
Requirements:
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Degree holder in Business Administration, Risk Management, Finance, Law or related disciplines
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Minimum 8 years of banking industry with compliance or related experience
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Proficient with banking operations and solid knowledge of Investment & Insurance products
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Strong knowledge of regulatory requirements such as SFO, SFC's Code of Conduct and HKMA circulars etc.
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Responsible, detailed-mind, well-organized with good communication skills
(Candidates with less experience will be considered for the position of Manager)