Assistance Vice President, Wealth Management Settlement

Responsibilities:

• Oversee all aspects of operational activities of the Wealth Management Settlement Team to ensure the accuracy and efficiency of operation;
• Lead to process investment orders, securities settlement, transfer and corporate actions;
• Work closely and coordinate with inter-departments related to Settlement business in compliance with bank policies and internal guidelines;
• Assist department head to enhance current workflow, streamline operation and ensure overall operation risk of the department is properly identified;
• Provide adequate information, control and raining for the prevention of money laundering and suspicious transactions to staff members ensuring to comply with bank regulatory and internal requirement;
• Participate in UATs and coach staff members for new products operation to ensure the smooth operation; and
• Perform other ad hoc projects or assignments.

Requirements:

• University graduate in Accounting, Finance, Business Administration or related disciplines;
• Minimum 8-10 years’ working experience in managing wealth products, such as but not limited to mutual funds, bonds, ELN/ELI, securities transfer, eIPO, etc. Carry treasury / remittance operations experiences would be an advantage;
• Sound knowledge & skills on project & team management, custodian services, good communication skills with brokers, business and internal parties;
• Sound system knowledge on EC Invest, MorningStar, CCASS, RTGS, SWIFT, etc.;
• Comprehensive knowledge on HKEX, SFC, HKMA regulatory requirement related to wealth management products;
• Set up effective controls to ensure the overall risk addressed and managed properly;
• Good communication and strong leadership skills and
• Well-versed in spoken and written English and Chinese; Putonghua would be an advantage.