Compliance Manager, Trade Finance Department

Job Responsibilities:

• Promote and monitor the effective implementation of external supervision rules and the Bank’s policies and procedures
• Conduct gap analysis to fulfill regulatory requirements, develop and improve credit related policies and operational processes
• Conduct internal investigation and report to Internal Control & Compliance Department of any non-compliance issues
• Cooperate with internal and external inspection and examination work
• As part of business compliance in the Trade Finance Department to promote compliance culture
• Prepare regular management reports to department management
• Participate in ad hoc work and projects related to compliance issues

Requirements:

• Bachelor degree or above with major in Economics, Finance or related disciplines
• Minimum 5 years of banking experience in Trade Finance and/or compliance department
• Familiar with the requirements of HKMA’s guidelines and the Bank’s credit policies and procedures (Knowledge in Trade Finance preferred)
• Good communication and interpersonal skills
• Self-motivated, independent and able to work under pressure
• Proficient in spoken and written English & Chinese (including Putonghua)