Investment Adviser / Dealer

Job Responsibilities:

• Handle daily trade execution
• Participate in client’s meeting with Relationship Managers to provide investment advisory
• Prepare and update market information to team and clients
• Monitor client’s & prospects portfolios for performance, appropriateness and opportunities and provide suggestions
• IA/Dealing business management such as internal control, update post-trade report etc.
• Other tasks assigned.

Job Requirements:

• University degree in Finance, Economics or Business related disciplines
• At least 5 years investment advisory or investment related experience
• Knowledge of investment products with experience in mutual funds and alternative products.
• Familiar with up-to-date authorities requirements
• Qualified individual to carry out regulated activities (Type 1, 4 & 9)
• Fluent in both spoken and written English and Mandarin
• Proficient in private banking system/software